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Write Your Protocol

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Coordinate writing your application and protocol. Be sure to write and submit your protocol early enough for the IACUC review. It is extremely important that the information in the protocol you submit to the IACUC is consistent with the information in your grant application.

Most IACUCs require investigators to submit information about proposed animal use on an institutional protocol review form. Before writing your protocol, consult with the attending veterinarian on the latest technologies and procedures that could improve your approach. Also send the veterinarian a draft of your protocol to resolve any issues before it goes to the IACUC. A standard animal protocol includes the following information.

  • Description of project. Help IACUC members understand your animal procedures by avoiding technical language only people in your field will understand. Use visual aids, such as flow charts and bullets, to illustrate your points or break up text.
  • Justification for using animals. Describe why an animal model is necessary. If you're studying a human health problem, state its cause, existing therapies, and the potential contribution of your experiments to further its understanding. Use lay language, explaining all medical terms and defining acronyms the first time you use them.
  • Justification for species. Tell IACUC members why you chose one species over others. You should generally use the most appropriate and least sentient species capable of providing the data you need. The following is a typical hierarchy of sentient animal species.
    1. Non-human primates, such as monkeys, marmosets, and baboons.
    2. Large animals, such as cats, dogs, and pigs.
    3. Rabbits.
    4. Rodents, such as hamsters, rats, and mice.
    5. Non-mammalian vertebrates, such as poultry, reptiles, and fish.

Your rationale for using a species may be size or availability; the existence of previous work or laboratory data that validates the use of a certain animal model; or the availability of reagents.

  • Justification for number of animals. Request the amount of animals you need and explain why. Use the minimum number needed to yield statistically significant results.
  • Consideration of alternatives. Convince IACUC members that you have adequately explored alternative methods. Use techniques to minimize pain and distress. These are known as "refinements" to your protocol. List databases you searched and when, citations derived, and the keywords or search strategy. List other sources, such as journal articles, presentations, and colleagues.
  • Description of animal procedures. Include non-surgical methods, such as injections and sample collections; surgical methods, such as suturing and anesthesia; and other measures, such as pre-anesthetic fasting, drugs, and care during recovery.
  • Assurance that qualified staff will perform work. Name all personnel who will be working on your study, along with their animal research experience and familiarity with your proposed procedures. If you or someone on your staff does not have the necessary experience, list experts at your institution who can provide training. Your IACUC will have to verify that this training took place before animal work can begin.
  • Endpoint criteria. Choose endpoints that achieve the aims of the study and avoid unnecessary pain and distress. Include the criteria you will use to decide when to intervene or end animal use in the study, e.g., pain that cannot be controlled with analgesics, tumor size, and stage of disease. Interventions include euthanasia, treatment, or discontinuance of procedure. Many institutions have default criteria, so check with your IACUC for guidance.

Also see Working with the IACUC: Writing an Animal Protocol, a booklet published by the American Association for Laboratory Animal Science, for help preparing your animal protocol as well as interacting with an IACUC.

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